-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Gs6BX5KQ6wzhZHqOI/rFVOkFslD9z9sYj03vJKsq/5chYfR1R7CfMrN6RJv2n0CR /IvgUQgumo4RN19ronFv8w== 0001007403-98-000005.txt : 19980218 0001007403-98-000005.hdr.sgml : 19980218 ACCESSION NUMBER: 0001007403-98-000005 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980213 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HARDINGE INC CENTRAL INDEX KEY: 0000313716 STANDARD INDUSTRIAL CLASSIFICATION: MACHINE TOOLS, METAL CUTTING TYPES [3541] IRS NUMBER: 160470200 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-20073 FILM NUMBER: 98537058 BUSINESS ADDRESS: STREET 1: ONE HARDING DRIVE CITY: ELMIRA STATE: NY ZIP: 14902 BUSINESS PHONE: 6077342281 MAIL ADDRESS: STREET 1: ONE HARDINGE DRIVE STREET 2: ONE HARDINGE DRIVE CITY: ELMIRA STATE: NY ZIP: 14902 FORMER COMPANY: FORMER CONFORMED NAME: HARDINGE BROTHERS INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HARDINGE INC SAVINGS PLAN CENTRAL INDEX KEY: 0001007403 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 166018769 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O CHEMUNG CANAL TRUS CO STREET 2: P O BOX 1522 ONE CHEMUNG CANAL PLAZA CITY: ELMIRA STATE: NY ZIP: 14902 BUSINESS PHONE: 6077373711 SC 13G/A 1 AMENDMENT NO. 12 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 12) Item 1(a) Name of Issuer: Hardinge Inc. Item 1(b) Address of Issuer's Principal Executive Offices: One Hardinge Drive P.O. Box 1507 Elmira, New York 14902 Item 2(a) Name of Person Filing: Hardinge Inc. Savings Plan Item 2(b) Address or Principal Business Office or, if none, residence: c/o Chemung Canal Trust Company, Trustee One Chemung Canal Plaza Elmira, New York 14901 Item 2(c) Citizenship: Employee Benefit Plan - Not Applicable Item 2(d) Title of Class of Securities: Common Stock Item 2(e) CUSIP Number: 412324 30 3 Item 3 If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) ( ) Broker or Dealer registered under Section 15 of the Act (b) ( ) Bank as defined in Section 3(a)(6) of the Act (c) ( ) Insurance Company as defined in Section 3(a)(19) of the Act (d) ( ) Investment Company registered under Section 8 of the Investment Company Act (e) ( ) Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940 (f) (X) Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund (g) ( ) Parent Holding Company, in accordance with Section 240.13d-(b)(ii)(G) (h) ( ) Group, in accordance with Section 240.13d 1(b)(1)(ii)(H) Item 4 Ownership: If the percent of the class owned, as of December 31 of the year covered by the statement, or as of the last day of any month described in Rule 13d-1(b)(2), if applicable, exceeds five percent, provide the following information as of that date and identify those shares which there is a right to acquire. (a) Amount Beneficially Owned: 428,068 (b) Percent of Class: 6.59% based on 6,495,559 shares outstanding on December 31, 1997, as reported by the issuer. (c) Number of Shares as to which such person has: (i) sole power to vote or to direct the vote: 0 (ii) shared power to vote or to direct the vote: 428,068 (iii)sole power to dispose or to direct the disposition of: 0 (iv) shared power to dispose or to direct the disposition of: 428,068 Item 5 Ownership of Five Percent or Less of a Class: NOT APPLICABLE Item 6 Ownership of More than Five Percent on Behalf of Another Person: If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than five percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required. 428,068 shares of Common Stock of Hardinge Inc. are held in trust by Chemung Canal Trust Company as trustee under a trust agreement with Hardinge Inc. pursuant to the Hardinge Inc. Savings Plan. The employees of Hardinge Inc. and its participating subsidiaries who participate under said Plan have the right to receive the dividends from, and the proceeds from the sale of, said 428,068 shares of Hardinge Inc. Common Stock. The power to vote said shares is vested in the employee participants (except that with respect to 123,869 of said shares, the power to vote is shared with the trustee) and the power to dispose of said shares is restricted by the provisions of said Plan. Item 7 Identification and Classification of the Subsidiary Which Acquired the Security being Reported on By the Parent Holding Company: If a parent holding company has filed this schedule, pursuant to Rule 13d-1(b)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company has filed this schedule pursuant to Rule 13d- 1(c), attach an exhibit stating the identification of the relevant subsidiary. NOT APPLICABLE Item 8 Identification and Classification of Members of the Group: If a group has filed this schedule pursuant to Rule 13d 1(b)(ii)(H), so indicate under Item 3(h) and attach an exhibit stating the identity and Item 3 classification of each member of the group. If a group has filed this schedule pursuant to Rule 13d- 1(c), attach an exhibit stating the identity of each member of the group. NOT APPLICABLE Item 9 Notice of Dissolution of Group: Notice of dissolution of a group may be furnished as an exhibit stating the date of the dissolution and that all further filings with respect to transactions in the securities reported on will be filed, if required by members of the group in their individual capacity. NOT APPLICABLE Item 10 Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February ____, 1998. Signature: CHEMUNG CANAL TRUST COMPANY, as Trustee By ________________________________ Name/Title: /s/Robert J. Hodgson Senior Vice President, General Counsel and Secretary -----END PRIVACY-ENHANCED MESSAGE-----